Disclaimer

Overview

The Capital Company Hong Kong Limited (the “Company”) is domiciled in Hong Kong.  In Hong Kong, The Company conducts its financial advisory business through The Capital Company Hong Kong Limited, CE. No BIH055, which is licensed and authorized by the Securities and Futures Commission (SFC) to engage in advising on securities and asset management.  Regulated advice and RA4 or RA9 services will be governed by a “Client Advisory Agreement” or “Client Investment Management Agreement.” We conduct our insurance related business in Hong Kong through The Protection Company Hong Kong Limited, which is registered with the Confederation of Insurance Brokers (CIB).  Other Companies in the Group may be licensed for additional activities in Hong Kong or other jurisdictions.

 

The contents of this document have not been reviewed by the SFC and SFC authorization is not an official recommendation of the Licensed Corporation or its portfolios.  Investment involves risks, including the loss of principal. Past performance is not an indication of future performance. Investors are advised to consider their own investment objectives and circumstances in determining the suitability of an investment in any investment product or portfolio management service. If you are in any doubt, you should seek professional advice, including tax and legal advice. Investors should refer to any relevant prospectus for further details, including product features, risk factors and restrictions on owning and holding a portfolio or the underlying funds and ETFs that compose a portfolio. The information published on The Capital Company Group’s (the “Group”) website is should be used for information purposes and is subject to change.  The None of the information contained in this website constitutes financial or other professional advice in any way. If you require additional information, you should contact appropriate Group personnel.

 

The historical track record, performance, and related calculations shown in the Company’s fact sheets, strategy sheets, presentations, website and other materials are provided to show you how client accounts have performed in strategies managed by the current Responsible Officers and Partners of the firm.  The Company began offering asset management services at the beginning of 2017, continuing the strategies previously managed by partners at EXS Capital Asia Limited.  The Company manages investment strategies and may at some future date offer investment funds or other investment products to access these strategies. Please read performance related materials carefully and ensure all material queries are answered to your satisfaction prior to investing.

 

The Capital Company Hong Kong Limited is not registered or authorized to provide financial services in other jurisdictions, including the United States and Australia.  If you require investment or insurance services in the United States or Australia, we will refer you to our affiliates in those jurisdictions.   In China, the information contained in this document does not constitute a public offer of any investment products in the People’s Republic of China (the “PRC”). No investment service or portfolio is being offered or sold directly or indirectly in the PRC to the PRC public. Further, no legal or natural persons of the PRC may directly or indirectly purchase any investment portfolios or any beneficial interest therein without obtaining all prior governmental approvals that are required by the PRC (which includes conducting due approval or registration or filing formalities under the PRC laws), whether statutorily or otherwise. Persons who come into possession of this document are required to observe these restrictions.

 

This document is for discussion purposes only and is not an offer to sell or the solicitation of an offer to buy securities, insurance or other financial products.   These materials are for distribution only to potential investors who are authorized to receive them and in a jurisdiction where the Company is authorized to do business. No offer to sell (or solicitation of an offer to buy) will be made in any jurisdiction in which such offer or solicitation would be unlawful.

 

This publication is not, nor is it intended to constitute, an advertisement or expected performance of any investment product and is no guarantee of future returns. This publication is not intended for public use or distribution. The information in this publication was developed using both publicly available and proprietary data that we assumed to be accurate; nevertheless, we accept no liability and offer no guarantee as to its being correct at any time and explicitly disclaim any responsibility arising therefrom. The contents of this publication can be changed without prior notice. The Company expressly disclaims all liability for representations, expressed or implied, contained in, or omissions from the attached information.  In addition, certain of the information contained in this document has been obtained from sources outside of the Capital Company Hong Kong Limited.   No part of this document may be reproduced or shared without the permission of the Company.  Please contact the Company with any questions.

Site Disclaimer

The information published on The Capital Company Group’s (the “Group”) website is should be used for information purposes and is subject to change. The None of the information contained in this website constitutes financial or other professional advice in any way. If you require additional information, you should contact appropriate Group personnel.

 

While we use reasonable efforts to ensure that the information contained on its website is current and accurate at the date of publication, no warranties are made, either expressed or implied, as to reliability, accuracy or completeness of the information. The Capital Company Group accepts no liability for any loss arising directly or indirectly from the use of or action taken in reliance on such information. No warranty is given as to the freedom of this website from errors, defects, viruses, malicious programs or macros.

 

Links from this website exist for information only and the Group accepts no responsibility or liability for the information contained on any such site. The existence of a link to another website does not imply or express endorsement of its provider, product or services by The Capital Company Group. For any questions or concerns, please contact us at wealth@capital-company.com or +852-3468-8880.

 

The Company is not registered or authorized to provide financial services in other jurisdictions, including the United States and Australia. If you require investment or insurance services in the United States or Australia, we will refer you to our affiliates in those jurisdictions. These affiliates are regulated by the Securities and Exchange Commission (SEC) in the USA and the Australian Securities and Investments Commission (ASIC) in Australia and will require separate Engagement Letters and will invoice separately from The Company. The Company may receive referral fees or share expenses with these affiliates as allowed by the appropriate local regulator; however the Company is not responsible for advice or services provided by those affiliates, as we are not authorized in those jurisdictions.

Terms & Conditions

We work to ensure that the Group’s websites operate properly at all times. We make no warranties as to the availability or accessibility of the web site, and (save as otherwise set out in these terms and conditions) we will not be liable for any damages, loss, costs or expenses incurred by you from any lack of availability or accessibility of the web site.

 

We may use information obtained about you from cookies (files which are sent by us to your computer or other access device) which are created when you visit our site. The type of cookies we use only give us information about which pages you have visited – they do not store any personal information about you. We use the information gathered to help improve your experience of using the site. For any questions or concerns, please contact us at wealth@capital-company.com or +852-3468-8880.

 

The Capital Company Hong Kong Limited – CE No. BIH055
The Protection Company Hong Kong Limited – Reg No 0442
Lucky Building 23rd Floor, 39 Wellington Street, Central, Hong Kong
Tel: +852-3468-8880
Email: wealth@capital-company.com

Privacy Policy

Update on Use of Personal Data

To comply with the Part VI A under the Personal Data Privacy Amendment (www.pco.org.hk) Ordinance 2012 and other related government ordinances which may apply to privacy, we would like to bring your attention to our privacy policy as stated below.

 

We collect personal information to open your account(s), to process your transactions and to help us provide a better level of service. We do not sell your personal information to anyone.

 

We protect the security and confidentiality of the personal information we collect. Our relationship with you is our most important asset. We understand that you have entrusted us with your private financial information, and we do everything we can to maintain that trust.

 

This Privacy Policy Statement (“Statement”) is in accordance with the Personal Data (Privacy) Ordinance of the Hong Kong Special Administrative Region (the “Ordinance”). The Statement is intended to notify you what personal data is collected and why, how it will be used, how long we keep the data, what are our security measures and how access requests are to be addressed. “Personal data” means any personally identifying information as more particularly defined in the Ordinance.

 

Details of our approach to privacy and how your personal information is collected and used are set forth below.

 

The Capital Company Hong Kong Limited Group Privacy Policy

The Capital Company Hong Kong Limited, The Protection Company Hong Kong Limited and other companies in the Capital Company Group (hereafter the “Group”) privacy policy applies to consumers who are current or former. Throughout the policy, we refer to information that personally identifies you or your accounts as “personal information.”

 

Our privacy policy is as follows:

1. We do not sell your personal information to anyone.

2. We do not disclose personal information to third parties, unless one of the following limited exceptions applies:

 

We disclose personal information to companies that help us process or service your transactions or account(s), including companies that print and mail your account statements.

 

In order to serve you better, we may disclose personal information, such as account and transaction data, to affiliates and other companies we work with on your behalf, including financial institutions. We have contracts with these companies that prohibit them from using your personal information for their own purposes.

 

We may disclose or report personal information in limited circumstances where we believe in good faith that disclosure is required or permitted under law, for example, to cooperate with regulators or law enforcement authorities, resolve consumer disputes, perform credit and authentication checks, or for institutional risk control.

Outside of these exceptions, we will not share your personal information with third parties without your prior approval.

 

3. We do collect personal information in the normal course of business in order to administer your accounts and serve you better.

We collect information that you provide to us when you open an account or register for one of our services, such as online or branch seminars, or when you accept a promotional offer for product or service offered the Group or one of its affiliates. The information we collect may include name, address, phone number, email address, Social Security or tax file numbers, and information about your interests, investments, and investment experience. We also may collect information from consumer reporting agencies.

 

When we collect it

Submission by you: This information is collected when you fill out forms including on-line forms, or respond to one of our e-mail notices, provide us with your business card, write to us or give us information orally.

 

What we do with it

  • Data collected with Application Forms/Registration Forms/Contact Information Forms: We’ll keep track of your address. Other information is gathered so that we can communicate with you.

  • When you ask for a Password: If you’re asked for some information when you apply for a password to secure pages, it’s only used to generate a password and communicate it to you.

  • If you’re interested in Web page Subscriptions: When you subscribe to a page, we use your email address only to send you information, newsletters or correspondence.

  • Information collected by IP Address and by cookies: This information is used by us for broad demographic data, to produce aggregated information about the number and types of visitors to our site and to ensure that we’re delivering the information you want.

 

Security Measures

All of this material is kept confidential and we will endeavor to protect it from unauthorized or accidental access or processing. We maintain this security by implementing appropriate physical, electronic and managerial means to secure your personal data. Our web servers are protected behind “firewalls” and our systems are monitored from time to time for unauthorized access.

 

How you can control your information.

You can choose to “opt out” of any electronic mail by clicking the “unsubscribe” button at the bottom of your email or contact us directly.

Should you wish to be removed from our mailing database at any time, or if you feel we have inaccurate or outdated information about you, please contact us. By contacting us you can update information about yourself, opt out of outside mailings, or choose to be removed from the list altogether.

 

Contacting us

If you have any questions about this Statement, our practices or your dealings with this site, please contact us at +852-3468-8880 or wealth@capital-company.com